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18 May 2005

International Initiative Launched on Compact Fluorescent Lamps

At the sixth International Conference on Energy Efficient Lighting (Right Light 6, Shanghai China

– 10 May 2005), more than 80 delegates participated in a special-session debate about compact

fluorescent lamps (CFLs). At this session, key lighting policy makers, practitioners, manufacturers,

researchers and academics from around the world agreed in-principle to the goals of:

Creating a uniform testing method, covering the performance features of self-ballasted

CFLs, suitable for submission to national and international standard bodies to measure CFL

performance;

Identifying a number of performance specifications for self ballasted CFLs to facilitate

testing comparisons and possible rationalisation of CFL performance requirements;

Proposing these initiatives to the wider international lighting community.

Participants at the special session agreed to release this communiqué to record the outcome of their

dialogue at Right Lights 6. At this international meeting, participants agreed on five general

priorities for moving toward a harmonised test method and a number of performance requirements

for CFLs. The participants also agreed to call upon others to contribute to this vision and common

goal over the next few years. The participants agreed to report progress to the international lighting

community in November 2005.

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Compact Fluorescent Lamps

Compact One

Shanghai China 2005

Participants at the special-session debate agreed to the following near-term priorities to shape the

vision for the future:

1. Testing Methodology

Through 2005 and part of 2006, the development of a test protocol for self-ballasted CFLs

building on the best of existing methodologies and developing new methods where necessary.

Participants committed to develop an agreed test procedure for submission to the International

Electrotechnology Commission for publication as an international standard. The testing

procedure will cover performance criteria ranging over energy, safety and other issues relevant

to consumer needs and expectations.

2. Performance Specifications

Through 2005 and part of 2006, the development of a number of performance specifications for

self-ballasted CFLs of increasing stringency. This framework or scale facilitates any interested

party (government, industry-operated voluntary scheme or other proponent) selecting the

performance requirements that best fit their particular needs (potentially as minimum

performance requirements or to indicate better or even best-available technology). Any CFL

scheme would still determine if and when any of these performance specifications should

operate.

3. International Test Facility Product Testing, (Proofing the Scheme)

Following the development of an agreed test method, a comparative product-testing programme

will be established to proof the test methodology, benchmark performance, and increase

capacity within testing facilities. Participants committed to identify the issues requiring

physical testing of self ballasted CFLs and to conduct such product comparative testing as is

necessary. This inclusive international comparison will be conducted at testing facilities

throughout the world. This programme will also examine testing facility accreditation and

laboratory mutual recognition issues.

4. Compliance mechanisms

Throughout 2005, procedures will be designed to demonstrate CFL compliance with the

performance level achieved under the agreed test method. A small mark will be designed to be

printed on the CFL, by the manufacturer, to reflect tested performance outcomes. This marking

system is not intended to replace existing energy-efficiency labelling or information schemes

informing consumers about CFLs. However, manufacturers could use the common mark to

indicate performance results to the global marketplace. This will assist industry and

governments to verify compliance.

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5. Informing the International Lighting Community

Throughout 2005, the development of support from all interested stakeholders for the CFL

initiative, including national governments, lighting associations and manufacturers, and

international lighting organisations. The creation of transparent procedures to enable all

stakeholders to participate actively in the process, and a commitment to report progress.

Future Engagement

The Australian Greenhouse Office commits to coordinate these processes and mobilise support

from international organisations for these activities in the longer term. IAEEL, ELI, CLASP, IIEC,

ISPQ-Europe and REEEP1 all supported the vision expressed at the special session as signified by

their logos. A number of government agencies, leading industry manufacturers and nongovernment

bodies expressed similar support.

Annex A contains a list of over 80 persons from 13 jurisdictions covering all continents of the

world that both attended the special session and supported the release of the communiqué.

Annex B contains a list of the volunteer leaders and facilitators who agreed to coordinate five

working groups created to address the key project priorities. This annexure also contains a list of

the issues facing each of the working groups. Persons interested in actively participating in any of

these groups should contact these volunteers about their capacity to help.

Annex C contains detail on how interested parties can:

monitor developments through the APEC Energy Systems Information Service (www.apecesis.org);

encourage others to support the initiative; and

participate in Compact 2 to be held in Seoul Korea in November 2005;

1 International Association for Energy Efficient Lighting, Efficient Lighting Initiative, Collaborative Labeling and

Appliance Standards Program, International Institute for Energy Conservation, ISPQ-Europe, and Renewable Energy

and Energy Efficiency Partnership.

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ANNEX A

Participants at Right Light 6 Special Session on Harmonizing Compact Fluorescent Lamps, 10 May 2005

LAST NAME FIRST

NAME

POSITION ORGANISATION COUNTRY

Ablaza Alexander Consultant Ablaza Developmental Resource Access Philippines

Baker Chris Market Transformation

Programme

Department for Environment, Food and

Rural Affairs

United

Kingdom

Banwell Peter EPA Energy Star USA

Bayissa Bekele Board Chairman Ethiopian Network for Sustainable

Energy Development

Ethiopia

Bayissa Bekele General Manager Nigat Mechanical Engineering SC Ethiopia

Bertoldi Paolo European Commission Italy

Bian Juan Senior Engineer - Measurement

Group, Fluorescent Development

APR

Philips Electronics Trading & Services

(Shanghai) Co Ltd

PR China

Birkhofer Hans-

Peter

Senior Director OSRAM GmbH BL MB Denmark

Chen Xinghong Investment Controller Yougot Holdings China

Chen Yan

Sheng

President and Senior Engineer China Association of Lighting Industry China

Chen Adam CFL Design Manager GE China Technology Center China

Cogan David Consulting Electrical Engineer

and APEC Energy Efficiency

Test Procedures Coordinator

(Temporary)

New Zealand

Collins Terry Senior Advisor - Product

Regulation

Energy Efficiency and Conservation

Authority

New Zealand

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LAST NAME FIRST

NAME

POSITION ORGANISATION COUNTRY

Conway Kate Member & Principal Conway & Silver Energy Assoc LLC USA

Craig Kim General Manager Allen Fluorescent Lighting Pty Ltd Australia

Craig Kim Executive Member Lighting Council Australia Australia

Deng Jenny R&D Manager RC VIVA Group China

Douglas Bryan Australian Electrical and Electronic

Manufacturers' Association

Australia

Douglas Bryan Executive Officer Lighting Council Australia Australia

Ellis Mark Mark Ellis & Assoc Australia

Ernedal Sven EU Co-director - Energy and

Environment Programme

EU-China EU-China

Fridley David Staff Scientist - Energy and

Environment Division

Lawrence Berkeley National Laboratory USA

Gao Yong

Xing

TOSPO PR China

Gooneratne Felix Asia Director International Institute for Energy

Conservation

Thailand

Graves Hilary MTP Lighting Manager Market Transformation Programme United

Kingdom

Gu Liwei Group Manager and Principal

Engineer - CFL1 Group

Philips Electronics Trading & Services

(Shanghai) Co Ltd

PR China

Guan Fumin GFL Lighting Group China

Harteveld Peter Program Manager - CFL & GLS

Asia Pacific

Philips Electronics Hong Kong Ltd China

He Ping Programme Manager United Nations Development Program PR China

Hinge Adam Managing Director Sustainable Energy Partnerships USA

Holt Shane Director - Equipment and

Appliances Team & NAEEEC

Chair

Australian Greenhouse Office Australia

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LAST NAME FIRST

NAME

POSITION ORGANISATION COUNTRY

Hua Benjaming Director and Senior Engineer National Lighting Test Center China

Lambert Kevin Programme Development

Manager

Future Energy Solutions United

Kingdom

Lane Kevin MTP Knowledge Manager Market Transformation Programme United

Kingdom

Ledbetter Marc Program Manager, Energy

Science and Technology

Directorate

Pacific Northwest National Laboratory USA

Li Ying Engineer National Lighting Test Center PR China

Li Zhu Project Manager ISPQ Europe United

Kingdom

Li Aizhen Director and Senior Engineer -

Development Department

China Standard Certification Center China

Li Tienan CECP China

Li Aixian CNIS China

Lin Jiang Staff Scientist - Energy and

Environment Division

Lawrence Berkeley National Laboratory USA

Lin Lucia Xiamen Hi-Light Lighting Co Ltd PR China

Loane Russell Managing Director Eye Lighting Australia Pty Ltd Australia

Loane Russell Chairman Lighting Council Australia Australia

Lou Xin China Association of Lighting Industry China

Lui Xiang Yi Product Evaluation Manager OSRAM China Lighting Co PR China

Lui Jingru Energy Research Institute, NDRC China

Lui Hong Deputy Director and Senior

Researcher

SDRC/UNDP/GEF China Green Lights

Project PMO

China

Nadel Steven Executive Director American Council for an Energy Efficient

Economy

USA

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LAST NAME FIRST

NAME

POSITION ORGANISATION COUNTRY

Pedersen Poul Department Manager - Light &

Optics

Delta Denmark

Phon-

Amnuaisuk

Sommai Senior Project Manager International Institute for Energy

Conservation (IIEC)

Thailand

Phumaraphand Napaporn Economic Level 11 Electricity Generating Authority of

Thailand

Thailand

Qi Nancy Engineer National Lighting Test Center PR China

Qi Xiaoming Director, Fluorescent

Development APR

Philips Electronics Trading & Services

(Shanghai) Co Ltd

PR China

Qu Su hui Director and Senior Engineer Beijing Electric Light Sources Research

Institute

PR China

Schwartz Peter Principal Peter Schwartz & Associates USA

Shepherd Sylvia Assistant Director - Lighting,

Equipment and Appliances Team

Australian Greenhouse Office Australia

Slade Melanie Business Manager Future Energy Solutions United

Kingdom

Sng Richard Senior Manager - Marketing &

Product

OSRAM Pte Ltd Singapore

Sturm Russell Principal Projects Officer,

Environmental Finance Group,

Environmental & Social

Development Department

International Finance Corp USA

Sujan Shyam Secretary General Electric Lamp and Component

Manufacturer' Assn of India

India

Sun Qingbo Team Leader - Circuit Design

Team, Light Source R&D Center

Panasonic R&D Centr Suzhou Co Ltd PR China

Tao Ming Hua Shanghai Viva Home Improvement Co

Ltd

China

Thorne

Amann

Jennifer Senior Associate American Council for an Energy Efficient

Economy

USA

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LAST NAME FIRST

NAME

POSITION ORGANISATION COUNTRY

Tilbury David Executive Member Lighting Council Australia Australia

Tilbury David Managing Director Intralux Australia

Wang Zhuo China Association of Lighting Industry China

Wang Zhuo Project Manager UNDP/GEF China Green Lights Project

PMO

China

Wei ZhenDi Quality Controller Fei Xin Lighting Co Ltd PR China

Xiang Zhou Group Manager and Senior

Engineer - Process Group,

Fluorescent Development APR

Philips Electronics Trading & Services

(Shanghai) Co Ltd

PR China

Yan Ellis President Technical Consumer Products Inc USA

Yang Zheng Deputy Director and Senior

Engineer

National Lighting Test Center China

Yong Qing Lai General Manager Fuzhou Yongdeji Lighting Appliance Co

Ltd

PR China

Yuan Jim Researcher - Strategy

Development Center

VIVA Group China

Zhang Yingchun Vice Director - Light Source

R&D Center

Panasonic R&D Centr Suzhou Co Ltd PR China

Zhang Wei Engineer, Mechanical &

Appearance, Development

Department B, R&D Center

Shanghai Mitsubishi Elevator Co Ltd China

Zhang Guoquin Project Manager - Development

Department

China Certification Center for Energy

Conservation Products

China

Zhang Cheng TI Manager - REDP National Development and Reform

Commission

PR China

Changzhou Pookin Lighting Electrical

Appliance Group Co Ltd

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ANNEX B

List of Volunteer Leaders and Facilitators

Working Group Title Leader Facilitator

Coordinator Stuart Jeffcott China Green

Lights

Testing Methodology Li Tienan

Li Aixian

CECP (China)

CNIS (China)

Jiang Lin CLASP (LBNL)

Performance specifications Mark Ellis MEA (Australia) David Fridley CLASP (LBNL)

International test facility

product testing

Terry Collins EECA (NZ) Kevin Lane MTP (UK)

Compliance mechanisms Shane Holt

Noah Horowitz

AGO (Australia)

NRDC (USA)

David Cogan APEC ESIS

Informing the international

lighting community

Paolo Bertoldi JRC (EU)

Peter du Pont APEC ESIS,

ELI,

REEEP Asia

Standards

Network

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ANNEX C

About the International CFL Initiative

Contact information

Secretariat

Mr. Shane Holt

Energy Efficiency Manager – Appliances and Equipment

Australian Greenhouse Office

Shane.Holt@deh.gov.au

Web-Based Home for the Initiative

For more updates on the International CFL Initiative, and information on how you can join the

initiative, you can visit the web page at www.apec-esis.org. Initially, this will be a basic web page

for posting information and updates. During mid-2005, it will be transformed into a Community of

Practice, with collaboration tools to facilitate a more interactive dialogue and discussion among the

range of stakeholders (regulators, suppliers, experts, advocates) involved in the initiative.

Next Steps

The next major meeting on the International CFL Initiative will be Compact 2, which will be held in

Seoul Korea in November 2005. Stay tuned to the web site for more information and details.

International CFL Harmonisation Initiative Communiqué

6th International CFL Harmonisation Initiative

Stakeholder Progress, Reporting and Planning Workshop

On 2-3rd April 2007, over 80 delegates from 13 economies attended the 6th International CFL Harmonisation Initiative Stakeholder Progress, Reporting and Planning Workshop in Xiamen, China. This forum was incorporated within the APEC Conference on International Lighting Initiatives to Reduce Trade Barriers and is the sixth in a series of such events first held in May 2005.

The goal of the International CFL Harmonisation Initiative (CFLI) is to increase the availability of higher quality, energy efficient compact fluorescent lamps around the world. Stimulating CFL sales will dramatically reduce the energy consumption of household lighting and abate greenhouse emissions. At the launch of the CFLI in Shanghai in May 2005, participants agreed to work toward:

• Creating a single international testing method to measure the performance characteristics of CFLs including energy efficiency;

• Agreeing discrete performance levels or "efficiency bands" to help align future efficiency schemes;

• Developing protocols to further enhance compliance of CFLs with stated performance;

• Informing the wider international lighting community of this work.

Significant progress has been made since this important initiative was launched 2 years ago, but added urgency is now placed on rapid progress by the CFLI in the light of recent announcements by a number of economies to phase-out lower efficiency lamps, creating an urgent need for the development of mechanisms to ensure CFL quality and to initiate debate on items such as mercury content. The Xiamen event reported the latest progress of all CFLI activities and acted as the focal point to endorse actions planned over the coming period.

Reporting of progress at the forum included:

Test Procedure Protocol

Revisions to the IEC 60969 test procedure for CFLs proposed by the CFLI were submitted to the IEC in October of 2006 by the Australian IEC representative. Approximately 140 technical comments have been received on the draft from IEC representatives from around the world. These comments are currently under review with a revised committee draft document expected at the end of April.

Verification of Protocol

Eight laboratories from around the world are undertaking testing of CFLs to verify the proposed revisions to the IEC protocol. Seven laboratories have completed the "100 hour" tests and five laboratories have completed the "2,000 hour" tests.

• Analysis of results demonstrates that much of the proposed testing protocol is clearly understood and can be effectively used by test laboratories. However, issues have been identified with testing voltages used; the point at which tests are deemed to begin; the point of lamp stability; and the interpretation of the data from the proposed starting time test.

 

• Analysis of the results also indicates that the geographical location or level of accreditation of the laboratories appears to have little impact on the comparability of results submitted.

Performance Specifications

In response to comments received during the Washington CFLI stakeholder forum in October 2006 and the extensive consultation that followed, proposals were made for the terms of reference of a working group to develop 3 Tiers of CFL Performance based on a set of "standard" operating conditions. The lowest Tier would have few criteria defining performance. Additional "bolt-on" operating conditions would be developed to offer the opportunity to standardise specifications in differing environments.

Compliance Mechanisms

Details were given of the development process of the overall proposed Compliance Framework and proposals made on the draft protocol for CFL scheme entry.

Extensive discussions on all aspects of the CFLI reporting and planned activities resulted in delegates agreeing on the following outcomes from the forum:

Test Procedure Protocol

To increase input to the IEC committee reviewing the protocol (34A) through their national representatives of delegates, hence ensuring the revision process adequately represents wider interests, the CFLI committed to supplying names of all national delegates and to post the revised committee draft of the protocol as soon as it is available.

• For the CFLI to make a formal submission to the IEC at their meeting at the end of April 2007 based on laboratory results, analysis and feedback from the laboratories undertaking the protocol verification testing and comments received from other stakeholders.

Performance Specifications

For the CFL manufacturers (led by the China Association of Lighting Industry) to make proposals for at least 2 Tiers of CFL Performance, the lower Tier defining a potential internationally acceptable minimum standard for CFLs, and the upper Tier defining a premium performance level. Proposals are to be made within 4-6 weeks of the close of the conference with a following period of widespread consultation among all stakeholders. Following a further round of revisions, finalised proposals for at least a 2 Tier CFL performance system may be agreed and submitted to the IEC by September 2007.

Compliance Mechanisms

For the CFLI to continue to develop the compliance framework and to develop protocols for scheme administration and market supervision, and the exchange of data on CFL compliance and performance.

• Investigations will be made into economies that may agree to pilot the protocols. New Zealand agreed to examine the potential to apply the Initial Scheme Entry protocol in their jurisdiction.

In addition an agreement was signed between a number of CFL manufacturers and their representative bodies, CFL testing and certification centres, and the Asia Clean Development and Climate Programme. The agreement aims to work towards harmonisation of testing procedures and development of a common set of performance specifications for CFLs that can be voluntarily applied across the ASEAN countries and perhaps later more broadly across Asia.

Dates of further CFLI events are dependent on developments in particular project elements with provisional agreement reached for small forums on individual elements. A final forum is provisionally planned for March 2008 in Shanghai, China.

 

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